Senior Compliance Manager / Compliance Manager – Private Investment Firm – In-house – Key Person Optional
Are you looking for a senior compliance role where you can directly influence regulatory strategy and drive best practices in a dynamic investment firm?
Want to operate as the second in command to Jersey Head of Risk & Compliance?
Do you have a passion for compliance, risk management, and strategic advisory?
Are you looking to join a team that values autonomy, collaboration, and growth?
Our client, a forward-thinking private investment firm with a dynamic portfolio spanning across multiple industries, is seeking a Senior Compliance Manager / Compliance Manager to join their Jersey office. This is a unique opportunity for an ambitious professional to play a key role in the firm’s compliance and risk function, combining elements of both client and service provider work.
What will you be doing?
- Support the Head of Compliance in maintaining regulatory risk management processes for the firm’s diverse business activities, including Fund Services and Trust Company businesses.
- Play an active role in managing compliance projects, particularly regulatory change, and advise senior stakeholders on the implications.
- Provide expert guidance on compliance, AML, and CDD matters, ensuring policies and procedures are up-to-date and adhered to.
- Conduct periodic reviews, compliance monitoring, and entity monitoring for FATCA, CRS, and other industry regulations.
- Contribute to strategic discussions with the senior management team, particularly in advisory and report-writing functions.
- Assist in preparing reports for the Audit and Risk committees, as well as working closely with external experts on regulatory developments.
- Much more!
What will make you a great fit?
- Experience: You’ll have solid experience in compliance, ideally in asset management, fund services or trust.
- Mindset: We’re looking for someone who is a proactive self-starter, eager to take on responsibility and develop professionally.
- Skills: Strong analytical skills, the ability to identify and escalate material issues, and an excellent understanding of AML/CDD/KYC regulations.
- Communication: You’ll need excellent interpersonal skills and the ability to engage and advise both internally and externally.
- Work Ethic: You’ll need to be driven and capable of managing multiple responsibilities simultaneously, ensuring deadlines are met and compliance is maintained across the business.
Why join our client?
- Growth Opportunities: As part of a flat structure, you’ll have the flexibility to take on more responsibility and grow your career at your own pace, without the traditional “ladder.”
- Flexibility: No key person role responsibilities immediately, with the opportunity to take them on as you progress in the role.
- Culture: Join a collaborative team where your ideas will be valued, and where you’ll be involved in strategic decisions and process improvements.
Interested? Apply now to join a team that thrives on ambition, autonomy, and continuous improvement.
To apply for this job email your details to doug.newman@ofcpartners.com.
